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Financial Regulation in United Kingdom

Financial Conduct Authority and Anti-money laundering supervision of banks, real estate agents and accountants in the United Kingdom

Financial Conduct Authority

Note: this section also covers the next section.

Supervisory powers

This issue includes the following:

Money Laundering Regulations

See more about this subsection on this European legal Encyclopedia.

Financial Markets and Services Act

There is more information about this subject on this British legal Encyclopedia.

Financial Conduct Authority and Anti-money laundering supervision of banks, real estate agents and accountants in the United Kingdom

Financial Conduct Authority

Note: this section also covers the next section.

Sanctioning policy and practice

This issue includes the following:

Sanctioning policy

See more about this subsection on this European legal Encyclopedia.

Sanctioning in practice

There is more information about this subject on this British legal Encyclopedia.

Resources

See Also

Further Reading

  • FR C H Alexander Insider dealing and money laundering in the EU: law and regulation, Ashgate,
  • Preventing money laundering: a legal study on the effectiveness of supervision in the European Union
  • Valsamis Mitsilegas, Money laundering counter-measures in the European Union: a new paradigm of security governance versus fundamental legal principles, The Hague, Kluwer Law International

Resources

See Also

Further Reading

  • FR C H Alexander Insider dealing and money laundering in the EU: law and regulation, Ashgate,
  • Preventing money laundering: a legal study on the effectiveness of supervision in the European Union
  • Valsamis Mitsilegas, Money laundering counter-measures in the European Union: a new paradigm of security governance versus fundamental legal principles, The Hague, Kluwer Law International


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(2017, 02). Financial Regulation lawi.org.uk Retrieved 07, 2021, from https://lawi.org.uk/financial-regulation/

02 2017. 07 2021 <https://lawi.org.uk/financial-regulation/>

"Financial Regulation" lawi.org.uk. lawi.org.uk, 02 2017. Web. 07 2021. <https://lawi.org.uk/financial-regulation/>

"Financial Regulation" lawi.org.uk. 02, 2017. Accesed 07 2021. https://lawi.org.uk/financial-regulation/

Timothy Millett, 'Financial Regulation' (lawi.org.uk 2017) <https://lawi.org.uk/financial-regulation/> accesed 2021 July 30

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Schema Summary

  • Article Name: Financial Regulation
  • Author: Timothy Millett
  • Description: Financial Conduct Authority and Anti-money laundering supervision of banks, real estate agents and accountants in the [...]

This entry was last updated: February 15, 2017

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